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1 (855) 428 7642
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1 (203) 862 4800

Financial Strength

Babcock & Brown Securities is backed by committed multi-year payment streams, providing recurring contractual cash flow regardless of business conditions. From this foundation, we are able to focus on the long term needs and interests of our clients.

As an SEC-registered broker-dealer and FINRA member, Babcock & Brown Securities is subject to certain net capital maintenance and financial reporting requirements. The firm's latest balance sheet is available at www.sec.gov.

Babcock & Brown LLC ("B&B") is an unregistered entity providing financial advisory services and an affiliate under common control of Babcock & Brown Securities. Babcock & Brown Securities is an SEC registered broker/dealer, FINRA member firm and member of SIPC (for details, please see www.sipc.org). All securities related activities and/or securities transactions are conducted solely through Babcock & Brown Securities. Note: Counterparties means an entity that is a borrower, lessee, investor, lender, lessor, buyer, seller or obligor in a transaction involving B&B or Babcock & Brown Securities (or an affiliate thereof). Activities of B&B described in this website may have been completed by an affiliate of B&B.